Format for submission to FDA

8 messages 5 people Latest: Jun 30, 2009

Format for submission to FDA

From: Dennis Fisher Date: June 29, 2009 technical
Colleagues, One of my clients is approaching submission of an NDA to FDA. I did the pop PK analysis; the files that I generated are in three formats - text, PDF, and csv. NONMEM text output is saved in two formats (text and PDF); NONMEM tables are saved in two formats (text and csv); graphics created in R are saved in PDF format. Datasets used for each step of the analysis are archived in two formats, text (an exact copy of the input file plus an exact copy of the FDATA file) and csv (the FDATA file formatted as csv). Our plan (based on my other recent submissions to FDA, none of which has elicited any complaints from them), was to submit these documents in the formats described above. However, my client received a request from FDA that: "datasets [used in the analysis] should be submitted as SAS transport (*.xpt) files". In addition, the company managing the submission wants to convert all my other csv files to xpt format (although there was no specific request for this). Can anyone (particularly anyone at FDA) clarify this for me? In that NONMEM will not accept .xpt files, I am surprised that FDA would want datasets in that format. Should my client honor the request or should they explain to the project manager that NONMEM requires text files so we plan to submit these files in text format (either .txt or csv). Thanks for any insights on this. Dennis Dennis Fisher MD P < (The "P Less Than" Company) Phone: 1-866-PLessThan (1-866-753-7784) Fax: 1-415-564-2220 www.PLessThan.com

RE: Format for submission to FDA

From: Mido Date: June 29, 2009 technical
All, I would also be very interested in your responses. Recently, we've attempted to submit a Berkeley Madonna file as part of a submission, and that file type has caused some problems. While it is possible to take the BM code out as a flat .txt and the embedded data set out as a .csv or .xls (or even .xpt, I suppose), I questioned the utility of that. "Reconstituting" the analysis from the components might be possible here, but it's error prone and, frankly, inefficient. In the end, we were able to simple embed the BM file (extension .mmd) into the eCTD format and send it along. Someone without the BM tool installed on their computer would receive a puzzled response from their web browser when trying to open the file. However, someone with the tool installed is able to correctly open the BM file. Again, comments from our regulatory colleagues would be very helpful here. How can we package and transport complex analysis (my example was single BM file, Dennis suggests a series of NONMEM runs in a file structure) and share that with regulatory bodies? Regards, Mike Dodds
Quoted reply history
-----Original Message----- From: owner-nmusers Behalf Of Dennis Fisher Sent: Monday, June 29, 2009 1:36 PM To: nmusers Subject: [NMusers] Format for submission to FDA Colleagues, One of my clients is approaching submission of an NDA to FDA. I did the pop PK analysis; the files that I generated are in three formats - text, PDF, and csv. NONMEM text output is saved in two formats (text and PDF); NONMEM tables are saved in two formats (text and csv); graphics created in R are saved in PDF format. Datasets used for each step of the analysis are archived in two formats, text (an exact copy of the input file plus an exact copy of the FDATA file) and csv (the FDATA file formatted as csv). Our plan (based on my other recent submissions to FDA, none of which has elicited any complaints from them), was to submit these documents in the formats described above. However, my client received a request from FDA that: "datasets [used in the analysis] should be submitted as SAS transport (*.xpt) files". In addition, the company managing the submission wants to convert all my other csv files to xpt format (although there was no specific request for this). Can anyone (particularly anyone at FDA) clarify this for me? In that NONMEM will not accept .xpt files, I am surprised that FDA would want datasets in that format. Should my client honor the request or should they explain to the project manager that NONMEM requires text files so we plan to submit these files in text format (either .txt or csv). Thanks for any insights on this. Dennis Dennis Fisher MD P < (The "P Less Than" Company) Phone: 1-866-PLessThan (1-866-753-7784) Fax: 1-415-564-2220 www.PLessThan.com

RE: Format for submission to FDA

From: Mido Date: June 29, 2009 technical
All, I would also be very interested in your responses. Recently, we've attempted to submit a Berkeley Madonna file as part of a submission, and that file type has caused some problems. While it is possible to take the BM code out as a flat .txt and the embedded data set out as a .csv or .xls (or even .xpt, I suppose), I questioned the utility of that. "Reconstituting" the analysis from the components might be possible here, but it's error prone and, frankly, inefficient. In the end, we were able to simple embed the BM file (extension .mmd) into the eCTD format and send it along. Someone without the BM tool installed on their computer would receive a puzzled response from their web browser when trying to open the file. However, someone with the tool installed is able to correctly open the BM file. Again, comments from our regulatory colleagues would be very helpful here. How can we package and transport complex analysis (my example was single BM file, Dennis suggests a series of NONMEM runs in a file structure) and share that with regulatory bodies? Regards, Mike Dodds
Quoted reply history
-----Original Message----- From: [email protected] [mailto:[email protected]] On Behalf Of Dennis Fisher Sent: Monday, June 29, 2009 1:36 PM To: [email protected] Subject: [NMusers] Format for submission to FDA Colleagues, One of my clients is approaching submission of an NDA to FDA. I did the pop PK analysis; the files that I generated are in three formats - text, PDF, and csv. NONMEM text output is saved in two formats (text and PDF); NONMEM tables are saved in two formats (text and csv); graphics created in R are saved in PDF format. Datasets used for each step of the analysis are archived in two formats, text (an exact copy of the input file plus an exact copy of the FDATA file) and csv (the FDATA file formatted as csv). Our plan (based on my other recent submissions to FDA, none of which has elicited any complaints from them), was to submit these documents in the formats described above. However, my client received a request from FDA that: "datasets [used in the analysis] should be submitted as SAS transport (*.xpt) files". In addition, the company managing the submission wants to convert all my other csv files to xpt format (although there was no specific request for this). Can anyone (particularly anyone at FDA) clarify this for me? In that NONMEM will not accept .xpt files, I am surprised that FDA would want datasets in that format. Should my client honor the request or should they explain to the project manager that NONMEM requires text files so we plan to submit these files in text format (either .txt or csv). Thanks for any insights on this. Dennis Dennis Fisher MD P < (The "P Less Than" Company) Phone: 1-866-PLessThan (1-866-753-7784) Fax: 1-415-564-2220 www.PLessThan.com

Re: Format for submission to FDA

From: Pravin Jadhav Date: June 29, 2009 technical
Hi Dennis et. al. The electronic gateway at FDA has adopted the SAS XPT as a standard. http://www.fda.gov/downloads/Drugs/DevelopmentApprovalProcess/FormsSubmissionRequirements/ElectronicSubmissions/UCM163561.pdf According to my understanding, they have discontinued the old ASCII format or are in the process of doing so. You can find more useful links at http://www.sas.com/govedu/fda/index.html with FAQs. If the software is highly specialized, you may explore alternative ways of data submission (CD-ROM etc.) by consulting with the regulatory liaisons (requires a combination of paper and electronic submission). However, for several reasons I would recommend taking slightly extra effort to convert files to SAS XPT format. It helps to maintain the process and ensure the central availability of information. Please note that POPPK/PD/modeling datasets constitute only a minor fraction of data received by FDA. Hope it helps. Pravin On Mon, Jun 29, 2009 at 6:20 PM, MIDO (Michael Dodds) <doddsm > All, > > I would also be very interested in your responses. Recently, we've > attempted to submit a Berkeley Madonna file as part of a submission, and > that file type has caused some problems. While it is possible to take the > BM code out as a flat .txt and the embedded data set out as a .csv or .xls > (or even .xpt, I suppose), I questioned the utility of that. > "Reconstituting" the analysis from the components might be possible here, > but it's error prone and, frankly, inefficient. > > In the end, we were able to simple embed the BM file (extension .mmd) into > the eCTD format and send it along. Someone without the BM tool installed on > their computer would receive a puzzled response from their web browser when > trying to open the file. However, someone with the tool installed is able > to correctly open the BM file. > > Again, comments from our regulatory colleagues would be very helpful here. > How can we package and transport complex analysis (my example was single BM > file, Dennis suggests a series of NONMEM runs in a file structure) and share > that with regulatory bodies? > > Regards, > Mike Dodds > >
Quoted reply history
> -----Original Message----- > From: owner-nmusers > On Behalf Of Dennis Fisher > Sent: Monday, June 29, 2009 1:36 PM > To: nmusers > Subject: [NMusers] Format for submission to FDA > > Colleagues, > > One of my clients is approaching submission of an NDA to FDA. I did > the pop PK analysis; the files that I generated are in three formats - > text, PDF, and csv. NONMEM text output is saved in two formats (text > and PDF); NONMEM tables are saved in two formats (text and csv); > graphics created in R are saved in PDF format. Datasets used for each > step of the analysis are archived in two formats, text (an exact copy > of the input file plus an exact copy of the FDATA file) and csv (the > FDATA file formatted as csv). > > Our plan (based on my other recent submissions to FDA, none of which > has elicited any complaints from them), was to submit these documents > in the formats described above. However, my client received a request > from FDA that: > "datasets [used in the analysis] should be submitted as SAS > transport > (*.xpt) files". > In addition, the company managing the submission wants to convert all > my other csv files to xpt format (although there was no specific > request for this). > > Can anyone (particularly anyone at FDA) clarify this for me? In that > NONMEM will not accept .xpt files, I am surprised that FDA would want > datasets in that format. Should my client honor the request or should > they explain to the project manager that NONMEM requires text files so > we plan to submit these files in text format (either .txt or csv). > > Thanks for any insights on this. > > Dennis > > > Dennis Fisher MD > P < (The "P Less Than" Company) > Phone: 1-866-PLessThan (1-866-753-7784) > Fax: 1-415-564-2220 > www.PLessThan.com http://www.plessthan.com/ > > > >

Re: Format for submission to FDA

From: Pravin Jadhav Date: June 30, 2009 technical
Hi Dennis et. al. The electronic gateway at FDA has adopted the SAS XPT as a standard. http://www.fda.gov/downloads/Drugs/DevelopmentApprovalProcess/FormsSubmissionRequirements/ElectronicSubmissions/UCM163561.pdf According to my understanding, they have discontinued the old ASCII format or are in the process of doing so. You can find more useful links at http://www.sas.com/govedu/fda/index.html with FAQs. If the software is highly specialized, you may explore alternative ways of data submission (CD-ROM etc.) by consulting with the regulatory liaisons (requires a combination of paper and electronic submission). However, for several reasons I would recommend taking slightly extra effort to convert files to SAS XPT format. It helps to maintain the process and ensure the central availability of information. Please note that POPPK/PD/modeling datasets constitute only a minor fraction of data received by FDA. Hope it helps. Pravin
Quoted reply history
On Mon, Jun 29, 2009 at 6:20 PM, MIDO (Michael Dodds) <[email protected]>wrote: > All, > > I would also be very interested in your responses. Recently, we've > attempted to submit a Berkeley Madonna file as part of a submission, and > that file type has caused some problems. While it is possible to take the > BM code out as a flat .txt and the embedded data set out as a .csv or .xls > (or even .xpt, I suppose), I questioned the utility of that. > "Reconstituting" the analysis from the components might be possible here, > but it's error prone and, frankly, inefficient. > > In the end, we were able to simple embed the BM file (extension .mmd) into > the eCTD format and send it along. Someone without the BM tool installed on > their computer would receive a puzzled response from their web browser when > trying to open the file. However, someone with the tool installed is able > to correctly open the BM file. > > Again, comments from our regulatory colleagues would be very helpful here. > How can we package and transport complex analysis (my example was single BM > file, Dennis suggests a series of NONMEM runs in a file structure) and share > that with regulatory bodies? > > Regards, > Mike Dodds > > > -----Original Message----- > From: [email protected] [mailto:[email protected]] > On Behalf Of Dennis Fisher > Sent: Monday, June 29, 2009 1:36 PM > To: [email protected] > Subject: [NMusers] Format for submission to FDA > > Colleagues, > > One of my clients is approaching submission of an NDA to FDA. I did > the pop PK analysis; the files that I generated are in three formats - > text, PDF, and csv. NONMEM text output is saved in two formats (text > and PDF); NONMEM tables are saved in two formats (text and csv); > graphics created in R are saved in PDF format. Datasets used for each > step of the analysis are archived in two formats, text (an exact copy > of the input file plus an exact copy of the FDATA file) and csv (the > FDATA file formatted as csv). > > Our plan (based on my other recent submissions to FDA, none of which > has elicited any complaints from them), was to submit these documents > in the formats described above. However, my client received a request > from FDA that: > "datasets [used in the analysis] should be submitted as SAS > transport > (*.xpt) files". > In addition, the company managing the submission wants to convert all > my other csv files to xpt format (although there was no specific > request for this). > > Can anyone (particularly anyone at FDA) clarify this for me? In that > NONMEM will not accept .xpt files, I am surprised that FDA would want > datasets in that format. Should my client honor the request or should > they explain to the project manager that NONMEM requires text files so > we plan to submit these files in text format (either .txt or csv). > > Thanks for any insights on this. > > Dennis > > > Dennis Fisher MD > P < (The "P Less Than" Company) > Phone: 1-866-PLessThan (1-866-753-7784) > Fax: 1-415-564-2220 > www.PLessThan.com http://www.plessthan.com/ > > > >

Format for submission to FDA

From: Peter Bonate Date: June 30, 2009 technical
I've had this request many times from the FDA (NONMEM datasets as SAS transport files) and have complied each time. Although NONMEM does not read XPT files, they are easy to convert to TXT files. The nice thing about XPT files is that the labels can accomany the columns. Keep in mind though that even though the current versions of SAS can have long label names (20 characters I think) and long label descriptors (up to 80 characters), the FDA wants the old, archaic variable names and labels. Variable names of no more than 8 characters and labels of less than 40 characters (this last I one I am unsure of the exact number). Peter L. Bonate, PhD, FCP, FAAPS Director, Clinical Pharmacology, Modeling, and Simulation GlaxoSmithKline 5 Moore Drive, 17.2259 Research Triangle Park, NC 27709 email: peter.l.bonate phone: 919-483-7534 fax: 919-483-8948 ?There is nothing wrong with change, if it is in the right direction? - Winston Churchill "MIDO (Michael Dodds)" <doddsm Sent by: owner-nmusers 29-Jun-2009 18:20 To "nmusers cc Subject RE: [NMusers] Format for submission to FDA All, I would also be very interested in your responses. Recently, we've attempted to submit a Berkeley Madonna file as part of a submission, and that file type has caused some problems. While it is possible to take the BM code out as a flat .txt and the embedded data set out as a .csv or .xls (or even .xpt, I suppose), I questioned the utility of that. "Reconstituting" the analysis from the components might be possible here, but it's error prone and, frankly, inefficient. In the end, we were able to simple embed the BM file (extension .mmd) into the eCTD format and send it along. Someone without the BM tool installed on their computer would receive a puzzled response from their web browser when trying to open the file. However, someone with the tool installed is able to correctly open the BM file. Again, comments from our regulatory colleagues would be very helpful here. How can we package and transport complex analysis (my example was single BM file, Dennis suggests a series of NONMEM runs in a file structure) and share that with regulatory bodies? Regards, Mike Dodds
Quoted reply history
-----Original Message----- From: owner-nmusers On Behalf Of Dennis Fisher Sent: Monday, June 29, 2009 1:36 PM To: nmusers Subject: [NMusers] Format for submission to FDA Colleagues, One of my clients is approaching submission of an NDA to FDA. I did the pop PK analysis; the files that I generated are in three formats - text, PDF, and csv. NONMEM text output is saved in two formats (text and PDF); NONMEM tables are saved in two formats (text and csv); graphics created in R are saved in PDF format. Datasets used for each step of the analysis are archived in two formats, text (an exact copy of the input file plus an exact copy of the FDATA file) and csv (the FDATA file formatted as csv). Our plan (based on my other recent submissions to FDA, none of which has elicited any complaints from them), was to submit these documents in the formats described above. However, my client received a request from FDA that: "datasets [used in the analysis] should be submitted as SAS transport (*.xpt) files". In addition, the company managing the submission wants to convert all my other csv files to xpt format (although there was no specific request for this). Can anyone (particularly anyone at FDA) clarify this for me? In that NONMEM will not accept .xpt files, I am surprised that FDA would want datasets in that format. Should my client honor the request or should they explain to the project manager that NONMEM requires text files so we plan to submit these files in text format (either .txt or csv). Thanks for any insights on this. Dennis Dennis Fisher MD P < (The "P Less Than" Company) Phone: 1-866-PLessThan (1-866-753-7784) Fax: 1-415-564-2220 www.PLessThan.com

Format for submission to FDA

From: Peter Bonate Date: June 30, 2009 technical
I've had this request many times from the FDA (NONMEM datasets as SAS transport files) and have complied each time. Although NONMEM does not read XPT files, they are easy to convert to TXT files. The nice thing about XPT files is that the labels can accomany the columns. Keep in mind though that even though the current versions of SAS can have long label names (20 characters I think) and long label descriptors (up to 80 characters), the FDA wants the old, archaic variable names and labels. Variable names of no more than 8 characters and labels of less than 40 characters (this last I one I am unsure of the exact number). Peter L. Bonate, PhD, FCP, FAAPS Director, Clinical Pharmacology, Modeling, and Simulation GlaxoSmithKline 5 Moore Drive, 17.2259 Research Triangle Park, NC 27709 email: [email protected] phone: 919-483-7534 fax: 919-483-8948 ?There is nothing wrong with change, if it is in the right direction? - Winston Churchill "MIDO (Michael Dodds)" <[email protected]> Sent by: [email protected] 29-Jun-2009 18:20 To "[email protected]" <[email protected]> cc Subject RE: [NMusers] Format for submission to FDA All, I would also be very interested in your responses. Recently, we've attempted to submit a Berkeley Madonna file as part of a submission, and that file type has caused some problems. While it is possible to take the BM code out as a flat .txt and the embedded data set out as a .csv or .xls (or even .xpt, I suppose), I questioned the utility of that. "Reconstituting" the analysis from the components might be possible here, but it's error prone and, frankly, inefficient. In the end, we were able to simple embed the BM file (extension .mmd) into the eCTD format and send it along. Someone without the BM tool installed on their computer would receive a puzzled response from their web browser when trying to open the file. However, someone with the tool installed is able to correctly open the BM file. Again, comments from our regulatory colleagues would be very helpful here. How can we package and transport complex analysis (my example was single BM file, Dennis suggests a series of NONMEM runs in a file structure) and share that with regulatory bodies? Regards, Mike Dodds
Quoted reply history
-----Original Message----- From: [email protected] [mailto:[email protected]] On Behalf Of Dennis Fisher Sent: Monday, June 29, 2009 1:36 PM To: [email protected] Subject: [NMusers] Format for submission to FDA Colleagues, One of my clients is approaching submission of an NDA to FDA. I did the pop PK analysis; the files that I generated are in three formats - text, PDF, and csv. NONMEM text output is saved in two formats (text and PDF); NONMEM tables are saved in two formats (text and csv); graphics created in R are saved in PDF format. Datasets used for each step of the analysis are archived in two formats, text (an exact copy of the input file plus an exact copy of the FDATA file) and csv (the FDATA file formatted as csv). Our plan (based on my other recent submissions to FDA, none of which has elicited any complaints from them), was to submit these documents in the formats described above. However, my client received a request from FDA that: "datasets [used in the analysis] should be submitted as SAS transport (*.xpt) files". In addition, the company managing the submission wants to convert all my other csv files to xpt format (although there was no specific request for this). Can anyone (particularly anyone at FDA) clarify this for me? In that NONMEM will not accept .xpt files, I am surprised that FDA would want datasets in that format. Should my client honor the request or should they explain to the project manager that NONMEM requires text files so we plan to submit these files in text format (either .txt or csv). Thanks for any insights on this. Dennis Dennis Fisher MD P < (The "P Less Than" Company) Phone: 1-866-PLessThan (1-866-753-7784) Fax: 1-415-564-2220 www.PLessThan.com

RE: Format for submission to FDA

From: Jean Lavigne Date: June 30, 2009 technical
Dear Dennis, Please see the FDA guidance (Providing Regulatory Submissions in Electronic Format) in the web link below at page 7; the ASCII files (e.g. NONMEM) should have the txt extension. http://www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/ucm072349.pdf Jean -------------------------------------------- Jean R. Lavigne M.Sc. Associate Director, Clinical Pharmacology MDS Pharma Services 4705 Dobrin St-Laurent, Québec, Canada H4R 2P7 Phone: (514) 333-0042 ext. 54234 e-mail: [email protected] -------------------------------------------- MISE EN GARDE CONCERNANT LA CONFIDENTIALITÉ Ce courriel et tout autre fichier transmis avec lui peut contenir des informations protégées et/ou confidentielles et ne doit être lu ou utilisé que par le destinataire visé. Si vous n'êtes pas le destinataire visé de ce courriel ou de ses pièces jointes, soyez avisé que vous avez reçu ce courriel par erreur et qu'il est strictement interdit de diffuser, distribuer, transférer, imprimer ou copier ce courriel ou tout fichier joint. Si vous avez reçu ce courriel par erreur, veuillez l'effacer immédiatement ainsi que toutes les pièces jointes et aviser l'expéditeur par retour de courriel ou le contacter au numéro indiqué.
Quoted reply history
-----Original Message----- From: [email protected] [mailto:[email protected]] On Behalf Of Dennis Fisher Sent: Monday, June 29, 2009 16:36 To: [email protected] Subject: [NMusers] Format for submission to FDA Colleagues, One of my clients is approaching submission of an NDA to FDA. I did the pop PK analysis; the files that I generated are in three formats - text, PDF, and csv. NONMEM text output is saved in two formats (text and PDF); NONMEM tables are saved in two formats (text and csv); graphics created in R are saved in PDF format. Datasets used for each step of the analysis are archived in two formats, text (an exact copy of the input file plus an exact copy of the FDATA file) and csv (the FDATA file formatted as csv). Our plan (based on my other recent submissions to FDA, none of which has elicited any complaints from them), was to submit these documents in the formats described above. However, my client received a request from FDA that: "datasets [used in the analysis] should be submitted as SAS transport (*.xpt) files". In addition, the company managing the submission wants to convert all my other csv files to xpt format (although there was no specific request for this). Can anyone (particularly anyone at FDA) clarify this for me? In that NONMEM will not accept .xpt files, I am surprised that FDA would want datasets in that format. Should my client honor the request or should they explain to the project manager that NONMEM requires text files so we plan to submit these files in text format (either .txt or csv). Thanks for any insights on this. Dennis Dennis Fisher MD P < (The "P Less Than" Company) Phone: 1-866-PLessThan (1-866-753-7784) Fax: 1-415-564-2220 www.PLessThan.com </PRE>This e-mail and any files transmitted with it may contain privileged and/or confidential information and may be read or used only by the intended recipient. If you are not the intended recipient of the e-mail or any of its attachments, please be advised that you have received this e-mail in error and any use, dissemination, distribution, forwarding, printing or copying of this e-mail or any attached files is strictly prohibited. If you have received this e-mail in error, please immediately purge it and all attachments and notify the sender by reply e-mail or contact the sender at the number listed.